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    Kívánságlista
    Financial Services Law

    Financial Services Law by Walker, George; Purves, Robert;

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    A termék adatai:

    • Kiadás sorszáma 4
    • Kiadó OUP Oxford
    • Megjelenés dátuma 2018. március 8.

    • ISBN 9780198793809
    • Kötéstípus Keménykötés
    • Terjedelem1216 oldal
    • Méret 254x171x53 mm
    • Súly 1715 g
    • Nyelv angol
    • 0

    Kategóriák

    Rövid leírás:

    The most comprehensive single-volume practitioner work on financial regulation, the fourth edition of Financial Services Law includes new chapters on individual liability, consumer credit and enforcement, and covers all of the key developments including CRD IV, Solvency II and MiFID II.

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    Hosszú leírás:

    The most comprehensive single-volume practitioner reference work on financial regulation, Financial Services Law has been thoroughly revised and updated to take account of the major developments in a rapidly developing regulatory landscape.

    The updated text analyses all of the substantial institutional and structural changes brought, or to be brought, into effect under the additional new key statutes adopted in the financial area including specifically the Financial Services (Banking Reform) Act 2013 and the Bank of England and Financial Services Act 2016. The major new regulatory initiatives are covered in detail, including the Senior Managers Regime (SMR) and Certification Regime (CR).There is also coverage of new individual statutory offences, bank ring-fencing, depositor preference, bail-in stabilization and crisis management, resolution planning, payment system reform, and further Bank of England governance and PRA reform.

    Since the last edition there have been many developments at European level and the fourth edition takes full account of these including the Capital Requirements Directive IV, Solvency II, and MiFID II. At domestic level the division of the FSA Handbook of Rules into the PRA Rulebook and the FCA Handbook has been covered in two new chapters. There are also new chapters on 'Individual Accountability and Liability' following commencement of the Senior Managers and Certification Regimes, and on 'Consumer Credit' following the transfer of regulatory responsibility for this to the FCA. Additionally, the material on enforcement has been significantly developed in this new edition. Financial Services Law is the leading work on financial regulation for practitioners and scholars requiring a holistic treatment of the regime in the EU and UK.

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    Tartalomjegyzék:

    Part I - REGULATORY STRUCTURE
    UK Financial Services Reform
    Statutory Framework for UK Financial Services Regulation
    European Financial Services
    International Agreements and Supranational Bodies
    Part II - FINANCIAL SERVICES REGULATION
    The Prudential Regulation Authority and the Financial Conduct Authority
    The FCA Handbook and the PRA Rulebook
    Regulatory Processes - Authorisation and Supervision
    Individual Accountability
    Enforcement
    Financial Redress - Complaints, Disputes, and Compensation
    Listing and Public Offers
    Market Abuse
    Insider Dealing and Misleading Statements and Impressions
    Money Laundering and Financial Crime
    Financial Regulation in Commercial Disputes
    Part III - FINANCIAL SECTORS AND ACTIVITIES
    Banks and Banking
    Insurance Regulation
    Wholesale Investment Firms
    Retail Investment Firms
    Home Finance Transactions
    Consumer Credit
    Collective Investment Schemes
    Islamic Financial Services

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