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  • Compliance Norms in Financial Institutions: Measures, Case Studies and Best Practices

    Compliance Norms in Financial Institutions by Braun, Tomasz;

    Measures, Case Studies and Best Practices

      • GET 20% OFF

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      • Publisher's listprice EUR 139.09
      • The price is estimated because at the time of ordering we do not know what conversion rates will apply to HUF / product currency when the book arrives. In case HUF is weaker, the price increases slightly, in case HUF is stronger, the price goes lower slightly.

        57 687 Ft (54 940 Ft + 5% VAT)
      • Discount 20% (cc. 11 537 Ft off)
      • Discounted price 46 150 Ft (43 952 Ft + 5% VAT)

    57 687 Ft

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    Product details:

    • Edition number 1st ed. 2019
    • Publisher Springer International Publishing
    • Date of Publication 6 November 2019
    • Number of Volumes 1 pieces, Book

    • ISBN 9783030249656
    • Binding Hardback
    • No. of pages356 pages
    • Size 210x148 mm
    • Weight 601 g
    • Language English
    • Illustrations VII, 356 p. 1 illus. Illustrations, black & white
    • 10

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    Long description:

    "

    Initially, introducing compliance functions within the financial industry had been forced by regulatory scrutiny. Later, it started to spread to other regulated companies, in particular those publicly listed. Now, compliance has become an asset of corporates that want to build their reliability among clients, shareholders, employees and business partners. This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms.

    This recently observed practice of compliance was triggered by the expectation of regulators, shareholders, clients, business partners and the public for robust compliance mechanisms. This book looks at the vast interest in this topic among business people who strive to introduce the systems and the mechanisms of non-compliance risk management in their companies and at the uncountable difficulties and obstacles they meet. The book fills the gap of thorough analysis of this subject by pointing out the solutions successfully introduced in global financial organizations, and would be of interest to academics, researchers and practitioners in corporate finance, corporate governance and risk management.


    Explores how the matrix organisational structure impacts compliance in corporations and what the mechanisms are for cross-border efficiency of compliance norms
    Assesses and manages the non-compliance ""risk appetite"" and how compliance can be used as a tool to limit product and process liabilities
    Includes case studies of major real-life non-compliance examples that resulted in serious fines
    "

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    Table of Contents:

    Chapter 1. Introduction.- Chapter 2. Compliance Norms and Legal Coherence.- Chapter 3. Compliance in Financial Institutions – Tasks, Functions and Structure.- Chapter 4. The Scope Compliance Norms in Financial Institutions.- Chapter 5. The Impact of Cultural Differences on Compliance Norms.- Chapter 6. Organizing Postulates - A Proposal for A Model Approach.

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